Thomas Herstad

Position: Senior Vice President - Compliance
Categories: Executive Management

Thomas D. Herstad is Senior Vice President of Compliance of AEI Fund Management, Inc. and is also a General Securities Principal of AEI Securities, Inc. He joined AEI Fund Management in 2023 and is responsible for managing the securities compliance requirements of affiliated companies and investment Funds.

Prior to joining AEI, he spent 15 years at The Oak Ridge Financial Services Group, Inc., a full-service wealth management firm and investment bank located in Golden Valley, Minnesota. He was hired as an investment banker, transitioned to finance, and then spent the last 10 years with the firm as the Chief Compliance Officer. He holds FINRA Series 7, 52, 79, 4, 14, 53, 66 and 24 licenses.